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Course Outline
Introduction to ISO 37301 and Compliance Management
- Synopsis of ISO 37301 and its core objectives
- Core compliance principles: integrity, accountability, and transparency
- Distinguishing between ISO 19600 and ISO 37301
Organizational Context and Leadership Roles
- Analyzing the internal and external environment of the organization
- Duties of senior leadership and the pivotal role of management
- Formulating a compliance policy and defining strategic goals
Strategic Planning and Support Mechanisms
- Evaluating compliance risks and devising mitigation approaches
- Requirements for staff competence, awareness, and communication
- Documentation standards and resource allocation for the CMS
Operational Controls and Compliance Workflows
- Defining operational procedures and assigning clear responsibilities
- Considerations for outsourcing and third-party compliance
- Recording compliance obligations and control mechanisms
Oversight, Assessment, and Reporting Structures
- Measuring compliance performance through KPIs
- Executing internal audits and compliance evaluations
- Establishing reporting channels and escalation protocols
Management Review and Continuous Enhancement
- Assessing system efficacy and incorporating leadership feedback
- Resolving non-compliance issues and implementing corrective measures
- Ensuring the ongoing evolution and improvement of the CMS
Certification, Integration, and Future Preparedness
- Procedures for ISO 37301 certification and external audits
- Harmonization with ISO 37001, ISO 9001, or ISO 27001
- Emerging compliance trends and the role of digital governance
Recap and Subsequent Actions
Requirements
- A solid grasp of concepts related to compliance and risk
- Knowledge of management system standards
- Prior involvement in regulatory, legal, or internal control operations
Target Audience
- Compliance specialists and internal control managers
- Auditors, legal counsel, and risk management experts
- Senior executives and governance leaders dedicated to maintaining compliance integrity
14 Hours
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!
